iCompliance

Ipreo's iCompliance service offers a comprehensive online library of US compliance-related certificates, including QIB and FINRA 5130/5131. The certificates can be used across equity and debt for both primary and secondary trading.

  • Instant access to thousands of certificates from buy-side firms around the globe in a centralized library
  • Ability to request certificates directly within the iCompliance application
  • Flexible delivery of certificates through: Stand-alone application; Integration with Ipreo's bookbuild applications; Data feeds
  • Quick turnaround of certificate requests